ACRIS is a cloud-native platform that unifies asset tracking, risk scoring, and compliance reporting for financial institutions. Designed for teams that manage large volumes of securities and collateral, it delivers real-time visibility into position, valuation, and regulatory obligations.
Built on a scalable data layer, ACRIS connects to multiple trading and custody sources while providing a single source of truth for operations, risk, and audit stakeholders. This overview highlights its architecture, use cases, and the operational advantages it offers to modern finance teams.
Platform Architecture at a Glance
The platform is organized around modular services that can be enabled or combined depending on business needs. The table below summarizes key dimensions of its deployment model, performance targets, and integration scope.
| Dimension | Specification | Typical Range | Notes |
|---|---|---|---|
| Deployment | Model | SaaS, Private Cloud, Hybrid | Choice depends on data residency and risk policies |
| Integration | Connectors | Market data, Custody, OMS, POS | Prebuilt adapters reduce implementation time |
| Performance | Settlement Latency | Near real-time to T+2 | Configurable SLAs per asset class |
| Compliance | Frameworks Supported | MiFID II, EMIR, SEC Rule 15c6-2 | Mapping to local regulations included |
| Security | Encryption & Access | TLS in transit, AES at rest, RBAC/SCIM | Audited controls and regular penetration tests |
Real-Time Asset Reconciliation
ACRIS continuously matches positions across trading, holding, and custody systems to surface discrepancies as soon as they occur. By normalizing identifiers and timestamps, it supports consistent reconciliation across equities, fixed income, and derivatives.
The engine aligns incoming trade and position feeds with internal accounting records, enabling teams to reconcile at scale while preserving an auditable trail. This capability reduces manual follow-up and helps meet tight regulatory reporting deadlines.
Through configurable tolerance bands and exception workflows, operations teams can prioritize material differences and route them to the right specialists. The platform also maintains versioned snapshots so that historical reconciliation views are always available for audit purposes.
Risk Scoring and Exposure Management
Integrated risk models in ACRIS compute concentration, counterparty, and liquidity metrics across portfolios. These scores update in near real time as positions move, allowing managers to adjust exposure before thresholds are breached.
Users can define custom risk rules that combine market, credit, and operational signals. The platform then aggregates these rules into a unified scorecard that is surfaced through dashboards and alerts, helping governance committees make informed decisions quickly.
Backtesting facilities compare modeled scores against realized outcomes, supporting continuous model validation. This feedback loop strengthens confidence in risk assumptions and facilitates more accurate stress testing scenarios.
Compliance and Reporting Workflows
Regulatory obligations such as MiFID II transaction reporting and CFTC swap data repository submissions are streamlined through built-in templates. ACRIS maps internal data elements to the required schemas, reducing the burden of manual transformations.
Workflow modules route submissions for review, approval, and external filing while maintaining a complete change history. The system tracks deadlines, acknowledgments, and corrections, ensuring that reporting obligations are fulfilled accurately and on time.
Audit teams benefit from detailed event logs, role-based access controls, and configurable retention policies. These features simplify compliance inspections and demonstrate adherence to governance standards across the organization.
Operational Best Practices and Implementation Checklist
- Start with a data inventory to map internal codes, legal entities, and custody arrangements
- Define tolerance bands and alert thresholds with risk and compliance stakeholders
- Validate rule sets against historical incidents to tune false positive rates
- Implement role-based access controls aligned with segregation of duties policies
- Schedule regular reconciliation and model backtesting cycles to sustain accuracy
- Document exception workflows and escalation paths for audits and regulators
- Monitor API performance and latency to ensure near real-time use cases remain reliable
FAQ
Reader questions
How does ACRIS handle data normalization across different custodians?
ACRIS applies a canonical mapping layer that aligns internal identifiers with external feeds, normalizing security, account, and counterparty codes to ensure consistent matching and reconciliation across diverse custodian formats.
What deployment options are available to meet data residency requirements?
The platform supports SaaS, private cloud, and hybrid models, allowing institutions to select hosting arrangements that comply with local data sovereignty rules while retaining a unified data model.
Can risk rules and tolerance thresholds be customized without coding?
Yes, users can configure risk rules, thresholds, and exception workflows through a governed interface, enabling business teams to adapt logic without developer involvement while preserving auditability.
What integrations are provided for trading and operations systems?
ACRIS includes prebuilt connectors for major OMS, EMS, custody, and market data providers, supported by an extensible API framework for connecting proprietary or legacy systems.